FINRA's final amendments to FINRA Rule 4210 on "to-be-announced" and other "Covered Agency Transactions" went into effect today, May 22, 2024.

The CFPB updated compliance dates for regulations issued pursuant to Dodd-Frank that had been stayed pending the outcome of the Supreme Court's decision in CFPB vs. Community Financial Services Association of America, LTD.

An individual and several trading firms settled separate disciplinary actions for violating CME "wash trade" rules.

The Chair of the House Financial Services Committee, Patrick McHenry, Ranking Member Maxine Waters, U.S. Senator Mike Crapo and U.S. Senator Mark Warner urged federal financial regulators to finalize rulemakings implementing the Financial Data Transparency Act.

We are pleased to share the first issue of Consumer Finance Review, an offshoot of US Regulatory Intelligence and a brand-new monthly publication of Norton Rose Fulbright.