The CFPB issued a public inquiry into junk fees that are elevating mortgage closing costs. The CFPB aims to uncover "why closing costs are increasing, who is benefiting, and how costs for borrowers and lenders could be lowered."

The CFPB filed a "Statement of Interest" in a federal case to address issues of "discriminatory targeting" under the Equal Credit Opportunity Act.

A firm settled FINRA charges for failing to establish a supervisory system to detect possible instances of electronic signature forgery or falsification.

A firm settled FINRA charges for notification failures in violation of anti-manipulation rules that apply to securities offerings.

On an episode of FINRA Unscripted, FINRA directors explained the workings of the agency's High-Risk Representative Program. The FINRA representatives described how they use technology and data to "identify and monitor specific individuals who pose an elevated risk of misconduct."