The CFTC's Division of Market Oversight extended until October 7, 2024 no-action relief from compliance with amendments to CFTC rules for reporting block transactions in swaps.

The SEC approved applications from CBOE, Nasdaq and NYSE to list exchange-traded funds tied to the price of ether.

The Congressional Research Service considered some of the policy implications on "tokenization," a potential "next step in the evolution of finance." Tokenized assets include real-world assets that have been digitized, recorded and traded on a programmable platform.

An exchange and its subsidiaries settled SEC charges for failing to timely notify the agency of a systems intrusion.

Join Norton Rose Fulbright and Compliance Risk Concepts in discussing FINRA's new office rules on Wednesday, May 29th, 2024, at 10:00 am - 1:00 pm E.T. The new rules, which come into effect in June, will have a significant impact on firms that permit personnel to work from home, or that inspect their offices remotely.