An investment banking firm settled FINRA charges for failing to file documents in connection with public takedown offerings of securities following an initial shelf offering.

The CFPB issued an interpretive rule on the use of digital user accounts to access "Buy Now, Pay Later" loans. The rule requires that BNPL lenders investigate disputes, refund returned products or canceled services and provide billing statements under the Truth In Lending Act.

A proprietary trading firm settled SEC charges for purchasing interests in a security via a public offering, after short selling the same security during a regulatory restricted period.

An insured State, non-member bank settled FDIC charges for violations of the Real Estate Settlement Procedures Act, the Fair Credit Reporting Act, the Home Mortgage Disclosure Act and the Federal Trade Commission Act.

The CFPB sued a FinTech online lending platform for, among other allegations, using "digital dark patterns" to deceive borrowers and misrepresenting fees when marketing to consumers.