The SEC yesterday announced that Chief Accountant James L. Kroeker will leave the SEC in July to enter the private sector. View press release in full here (links externally to SEC website).

The International Securities Exchange, LLC ("ISE") filed with the SEC a proposed rule change. The SEC is publishing this notice to solicit comments on the proposed rule change from interested persons. View notice in full here (links externally to SEC website).

On October 6, 2011, FINRA filed with the SEC a proposed rule change to amend FINRA Rule 6433 ("Rule"), which governs minimum quotation size requirements for OTC Equity Securities ("Original Proposal"). The proposed rule change is intended to simplify the Rule's price and size tiers; facilitate the display of customer limit orders under FINRA Rule 6460 (Display of Customer Limit Orders); and expand the scope of the Rule. The proposed rule change was published for comment in the Federal Register on October 20, 2011. The SEC received seven comment letters on the Original Proposal from four

NYSE Arca, Inc. filed with the SEC a proposed rule change. The NYSE Arca filed the proposal as a "non-controversial" proposed rule change, which renders the proposal effective upon receipt of this filing by the SEC. View notice in full here (links externally to SEC website).

On June 1, 2012, NYSE Arca, Inc. (“NYSE Arca”) filed with the SEC a proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. View notice in full here (links externally to SEC website).