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June 22, 2012

SEC Enforcement Action -- Locust Offshore Management, LLC; IA-3420

The latest Advisers Act Enforcement Action -- Locust Offshore Management, LLC; IA-3420 (released 06/19/2012).

June 22, 2012

Current Guidance on Economic Analysis in SEC Rulemaking (SEC Division of Risk, Strategy, and Financial Innovation, Memorandum)

The "Current Guidance on Economic Analysis in SEC Rulemaking" (March 16, 2012) was prepared by the Division of Risk, Strategy, and Financial Innovation and the Office of the General Counsel to provide guidance to Commission staff involved in agency rulemaking. The Chairman has directed the staff to follow the Guidance in SEC rulemaking. View memorandum in full here (links externally to SEC website).

June 22, 2012

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 802 Regarding CMEs Capital Contribution to the Base Guaranty Fund (SEC Release)

View notice in full here (links externally to SEC website).

June 22, 2012

Notice of Filing and Immediate Effectiveness of a Proposed CBOE Rule Change to Increase the Class Quoting Limit for Options on Facebook (SEC Release)

View notice in full here (links externally to SEC website).

June 22, 2012

Notice of Withdrawal of Proposed NYSE Arca Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (Mini-Options Contracts) and Implement Rule Text Necessary to Distinguish...

Notice of Withdrawal of Proposed NYSE Arca Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (Mini-Options Contracts) and Implement Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security (SEC Release) View notice in full here (links externally to SEC website).