View notice in full here (links externally to SEC website).
News & Insights
View notice in full here (links externally to SEC website).
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Brokers Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Brokers Brokers (SEC Release) View notice in full here (links externally to SEC website).
View notice in full here (links externally to SEC website).
The FDIC and the Departmental Offices of the Department of the Treasury are issuing this final rule to implement applicable provisions of the Dodd-Frank Act. The final rule will govern the calculation of the maximum obligation limitation ("MOL"), as specified in the Dodd-Frank Act. The MOL limits the aggregate amount of outstanding obligations that the FDIC may issue or incur in connection with the orderly liquidation of a covered financial company. Effective Date: July 23, 2012 View release in full here (links externally to GPO website).