View release in full here (links externally to SEC website).
News & Insights
European Securities and Markets Authority June 20, 2012 ESMA is seeking comments on its proposed technical advice on possible delegated acts concerning the new Prospectus Directive. The consultation paper focuses on the proportionate disclosure regime to convertible/exchangeable debt securities. Comments should be submitted to ESMA by August 20, 2012.
The European Securities and Markets Authority (ESMA) released a consultation paper on its draft technical standards for regulation of OTC derivatives. The technical standards are now open for public comment through August 5, 2012.
European Securities and Markets Authority June 25, 2012 ESMA is seeking views on regulatory and implementing technical standards under EMIR in relation to OTC derivatives, CCP requirements and trade repositories. Comments should be submitted to ESMA by August 5, 2012.
Court order permanently bars Gutterman and his companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC, from the commodities industry. View press release in full here(links externally to CFTC website).