Five regulatory agencies outlined developments in the U.S. Treasuries market since the release of their Joint Staff Report on July 13, 2015.
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Federal banking agencies provided information on how their respective regulated financial institutions can submit self-assessments of diversity policies and practices that were in effect at the end of 2015.
The Board of Governors of the Federal Reserve and the FDIC extended the deadline to December 31, 2017 for 38 firms to submit their next resolution plans. The purpose of the extension is to allow additional time for the firms to incorporate feedback and guidance.
The MSRB appointed new officers and members to its Board of Directors. Their terms will begin on October 1, 2016. In addition, the MSRB outlined its plan to extend Board membership terms to four years.
The SEC requested comments on FINRA's amendments to rules clarifying the operation of the "Regulation NMS Plan to Address Extraordinary Volatility" after a trading pause or regulatory halt in a security.