The FDIC extended the comment period on its proposed "Examination Guidance for Third-Party Lending."
News & Insights
The CFTC proposed amending the registration exemption available to certain Foreign Intermediaries.
The CFTC proposed amending certain regulations applicable to Annual Reports that commodity pool operators must distribute.
The MSRB filed an amendment to its rule for political contributions and prohibitions. The amendment clarifies that contributions made by persons who become associated with a dealer and become municipal finance professionals of the dealer, even if such contributions are made prior to August 17, 2016, are subject to the two-year look-back in Rule G-37.
The SEC reinstated an accountant who had been suspended for engaging in a "number of improper accounting practices" that "materially misstated [a computer company's] financial results and enabled the company to report lower operating expense as a percentage of revenue."