FINRA proposed the broadening of chairperson eligibility in arbitration due to an increase of case filings in 2016.

The MSRB filed amendments to delay municipal fund reporting requirements related to underwriters of programs under the Achieving a Better Life Experience Act of 2014. The amendments would delay reporting until August 29, 2018.

FINRA proposed amending its rules to require members to disclose markups on retail customer confirmations for transactions in fixed income securities.

The Federal Reserve Bank of New York named Michael Held executive vice president, head of the Legal Group and general counsel.

New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view the SEC Notices of exchange rule changes and proposals for the week of August 8 - August 12.