The CFTC filed a civil enforcement action against a registered Retail Foreign Exchange Dealer for undercapitalization, failing to report its undercapitalization, and representing that it would guarantee customers against losses.
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The Financial Stability Board published additional guidance on resolution planning for financial institutions.
The Committee on Payments and Market Infrastructures and IOSCO requested comments on a recent Consultative Report titled "Harmonisation of the Unique Product Identifier."
IOSCO requested comments on a proposed set of practices for the voluntary termination of collective investment schemes and other fund structures.
The Board of Governors of the Federal Reserve System launched an official Facebook page. The page is intended to increase the accessibility and availability of news and educational content about the Federal Reserve.