The FDIC and other banking agencies solicited comments on a proposal to: (i) streamline the Consolidated Reports of Condition and Income ("Call Reports") for eligible small institutions, and (ii) reduce the regulatory burden of the remaining versions of Call Reports.
News & Insights
The Futures Industry Association Principal Traders Group reviewed regulatory developments intended to promote greater transparency in the U.S. Treasuries market.
The SEC requested comments on a FINRA proposal to amend the Codes of Arbitration Procedures for Customer and Industry Disputes. The proposal would allow arbitrators to act on a motion to dismiss a party or claim prior to the conclusion of a party's case, subject to certain conditions. The request for comments was published in the Federal Register.
The SEC granted accelerated approval of a FINRA proposal that amends the Code of Arbitration Procedures for Customer and Industry Disputes. The final amendments and request for comments were published in the Federal Register.
The SEC requested comments on a FINRA proposal that would amend the Code of Arbitration Procedure for Customer Disputes, and the Code of Arbitration Procedure for Industry Disputes, to require all parties except customers without representation by attorneys or other persons to use the FINRA Office of Dispute Resolution Party Portal. The request for comments was published in the Federal Register.