The FDIC requested comments on proposed guidance that would establish compliance measures for FDIC-supervised institutions to follow when relying on a third party to perform a significant aspect of the lending process, such as marketing, originating, servicing or underwriting.

The FDIC requested comments on proposed updates to its guidelines for institutions to appeal certain supervisory determinations.

FINRA adopted amendments to rules clarifying the operation of the "Regulation NMS Plan to Address Extraordinary Volatility" following a trading pause or regulatory halt in a security subject to the Plan.

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New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view the SEC Notices of exchange rule changes and proposals for the week of July 25 - July 29.