Federal Register: FINRA Proposes Rule Change Clarifying Trading Restrictions after Trading Pause or Regulatory Halt
The SEC requested comments on a FINRA proposal to clarify the operation of the Regulation NMS Plan to Address Extraordinary Volatility ("LULD Plan") following a trading pause or regulatory halt in a security subject to the LULD Plan. The amendments were published in the Federal Register.
Comments on the amendments must be submitted by August 24, 2016.