Federal Register: FINRA Proposes Rule Change Clarifying Trading Restrictions after Trading Pause or Regulatory Halt

The SEC requested comments on a FINRA proposal to clarify the operation of the Regulation NMS Plan to Address Extraordinary Volatility ("LULD Plan") following a trading pause or regulatory halt in a security subject to the LULD Plan. The amendments were published in the Federal Register.

Comments on the amendments must be submitted by August 24, 2016.

Premium Content

Available only to Premium subscribers.

 

Tags