FINRA announced that its Academic Corporate Bond TRACE Data product will be made available starting on February 27, 2017, and will be subject to a fee.
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The CFTC approved final amendments that address when annual Chief Compliance Officer reports must be filed by futures commission merchants, swap dealers and major swap participants.
The SEC approved a national market system plan for the Consolidated Audit Trail, a comprehensive database for all trading activity in the U.S. equity and options markets.
The SEC announced the agenda and panelists for the 35th Annual Government-Business Forum on Small Business Capital Formation.
CFTC Chair Timothy Massad urged future regulators to focus on technological risk, clearinghouse risk and market liquidity, and international regulatory harmonization.