The Federal Reserve Bank of Minneapolis requested comments on its proposed "Minneapolis Plan to End Too Big to Fail."

The CFTC Division of Market Oversight reminded all CFTC-regulated derivatives market participants that certain electronic submission requirements for Ownership and Control Reports will commence on November 18, 2016.

The CFTC released a staff report summarizing the results of eleven internally developed supervisory stress tests that were applied to five CFTC-registered derivatives clearing organizations.

FINRA proposed modifying the website data publication requirements relating to the Regulation NMS Plan to implement a Tick Size Pilot Program.

FINRA proposed (i) prohibiting two specific types of disruptive quoting and trading activity, and (ii) expedited proceedings to take prompt action for violations.