The CFTC Market Risk Advisory Committee approved final recommendations by the Central Counterparty Risk Management Subcommittee on how central counterparties can enhance their efforts to prepare for the default of significant clearing members.

SEC Investor Advocate Rick A. Fleming argued that the Dodd-Frank Act has been "successful in addressing some of the real causes of the financial crisis."

The U.S. District Court for the Northern District of Illinois entered a consent order against Navinder Singh Sarao that requires him to pay a civil monetary penalty and disgorgement.

The Financial Stability Oversight Council heard updates on the work of the Alternative Reference Rates Committee and a Council review of asset management products and activities.

House Republican leaders "cautioned" all federal executive and independent agencies against "finalizing pending rules or regulations in the Administration's last days."