The SEC adopted a final rule to permit mutual funds to use "swing pricing," which allows funds to redeem investors' holdings at prices that are lower than the going market value of the funds' assets under certain circumstances.

The SEC adopted a final rule to impose additional liquidity risk requirements by open-end funds, such as mutual funds and exchange-traded funds.

The SEC adopted a final rule to expand the required reporting and disclosure of information by registered investment companies.

A firm settled charges that it had hired individuals referred by foreign officials and other clients in order to obtain improper business advantages in violation of the Foreign Corrupt Practices Act.

The SEC requested comments on a MSRB proposal to extend customer complaint and recordkeeping rules to municipal advisors, and to modernize those rules.