IOSCO published an update to a July 2014 report on social media and automation of advice tools. The survey indicated rapid development in the automated investment advice market since 2014.

After surveying members of its Committee for Regulation of Market Intermediaries, IOSCO reported on the risks to retail investors from the marketing and selling of complex over-the-counter leveraged products.

In a 2016 Annual Review, the National Futures Association summarized developments relating to its regulatory responsibilities under Dodd Frank, international membership, technology, governance and cybersecurity.

IOSCO requested public comment on the findings of a new report that surveyed the approaches and practices of regulators concerning incentives for order routing and execution.

In a recent Investor Bulletin, the SEC Office of Investor Education and Advocacy outlined the arbitration and mediation processes that are involved in a customer's dispute with a broker-dealer.