A broker-dealer agreed to pay $7.5 million to settle charges with the SEC for violating customer protection rules.

The Financial Crimes Enforcement Network extended the due date for certain individuals to file a Report of Foreign Bank and Financial Accounts.

The SEC fined a technology company $180,000 for violating whistleblower protection rules by entering into severance agreements that limited an employee's ability to share information with the SEC.

The Board of Governors of the Federal Reserve System adopted a final rule to implement public disclosure requirements for the liquidity coverage ratio rule.

The NFA notified member firms that a recently approved amendment to require commodity pool operators and commodity trading advisors to report two financial ratios on quarterly Forms PQR and PR will become effective on June 30, 2017.