The SEC requested comments on a proposal by FINRA to eliminate fees for members who access historical trade data through the FINRA Automated Data Delivery System website.
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21975 News Results
The Board of Governors of the Federal Reserve System adopted a final rule to implement public disclosure requirements for the liquidity coverage ratio rule.
The Government Accountability Office (i) evaluated efforts by regulatory agencies to coordinate and analyze Dodd Frank Act rules that became effective between July 2015 and July 2016, and (ii) examined the impact of the rules on financial market stability.
The SEC charged three Chinese traders with fraud for trading on hacked "nonpublic market-moving information" stolen from two prominent New York-based law firms.
The SEC charged a California attorney with violating federal regulations in a scheme to defraud investors seeking to participate in the EB-5 immigrant investor program.