CFTC Chair Timothy Massad will leave the agency on January 20, 2017.

The SEC Division of Investment Management updated its guidance on mutual fund disclosure to facilitate compliance with the Department of Labor's fiduciary rule.

The NFA updated guidance on foreign exchange transactions.

FINRA outlined how a firm should review, reconcile and respond to final statements in the E-Bill system.

FINRA notified member firms that the SEC approved a proposal to amend the Codes of Arbitration Procedures for Customer and Industry Disputes. The amendments empower arbitrators to act on motions to dismiss a party or claim prior to the conclusion of a party's case, subject to certain conditions.