At the ISDA 32nd Annual General Meeting, CFTC Acting Chair J. Christopher Giancarlo examined the changing nature of the global swaps market.

The North American Securities Administrators Association ("NASAA") reported greater adoption and utilization of a NASAA-developed Model Fee Disclosure Schedule.

By a vote of 34-26, the House Financial Services Committee approved the "Financial CHOICE Act of 2017" (H.R. 10).

The SEC charged a former SEC employee with securities fraud for allegedly engaging in prohibited securities transactions and later misrepresenting his trading activity to investigators.

The SEC Office of Investor Education and Advocacy issued an Investor Bulletin on the risks of Simple Agreements for Future Equity ("SAFE"), a type of security offered through crowdfunding.