The SEC Office of Investor Education and Advocacy issued an Investor Bulletin "to advise investors about the inflation-adjusted increase in the investment limits for securities-based crowdfunding."

Supreme Court Justice Anthony M. Kennedy swore in Jay Clayton as the 32nd Chair of the SEC.

In response to changes mandated by the FAST Act, the SEC proposed expanding the private fund advisor registration exemption and the venture capital fund advisor registration exemption under the Investment Advisers Act.

In an interview with Risk Desk editor John Sodergreen, CFTC Chief Market Intelligence Officer Andy Busch described his new role and a new "more rigorous approach to policymaking."

The Office of the Comptroller of the Currency appointed new members to the Mutual Savings Association Advisory Committee.