The SEC Office of Investor Education and Advocacy issued an Investor Bulletin to help Adult Protective Services workers identify and report senior investor fraud.

The SEC is amending Forms ADV and ADV-W to reflect the enactment of a Wyoming state law regulating investment advisers. The amendments will become effective on July 1, 2017.

The CFTC is soliciting comments on Project KISS ("Keep It Simple, Stupid"), an initiative focused on simplifying rules and practices in order to make compliance less costly.

The MSRB reminded municipal advisor firms that advisors have until September 12, 2017 to pass the Series 50 Exam.

FINRA filed a proposed rule change with the SEC that would implement a fee schedule for member firms under the National Market System Plan Governing the Consolidated Audit Trail.