Three banking regulatory agencies released interagency guidance on the regulatory capital treatment of certain centrally cleared derivative contracts.
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A three-judge panel of the U.S. Court of Appeals for the Seventh Circuit unanimously upheld the criminal conviction of a high-frequency trader for engaging in spoofing and commodities fraud in the futures markets.
SEC notices of exchange rule changes and proposals for the week of August 7 to August 11, 2017.
The SEC settled charges brought against an Arizona resident and his relatives for insider trading.
A federal appeals court ruled that the SEC did not undertake appropriate "reasoned analysis" in approving an SRO rule proposal.