Senator Elizabeth Warren (D-MA) sent letters to the CEOs of 16 major financial institutions asking for information related to the Consumer Financial Protection Bureau arbitration rule.

The North American Securities Administrators Association annual conference will be held from September 24-26, 2017.

The CFTC Division of Market Oversight granted time-limited no-action relief to market participants from certain exemption and notice-filing requirements related to the aggregation of positions.

The SEC Division of Economic and Risk Analysis issued a report on the impact of Dodd-Frank and other financial regulations on (i) access to capital and (ii) market liquidity.

The U.S. Department of Labor submitted a proposal to the Office of Management and Budget to delay the applicability of several important provisions of the Fiduciary Rule.