Board of Governors of the Federal Reserve System Chair Janet L. Yellen asserted that post-crisis regulatory reforms have been largely successful and warned against significant changes.
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The Board of Governors of the Federal Reserve System is seeking comments on three proposed reference rates based on repurchase agreement transactions backed by Treasuries.
On September 11, 2017, FINRA will begin transitioning from paper form 211 to electronic form 211.
A Singapore-based oilfield services company agreed to pay $415,350 to settle potential civil liability for alleged violations of the Iranian Transactions and Sanctions Regulations.
The SEC Division of Corporation Finance granted an exemption to an exchange-traded fund from certain tender offer requirements.