The SEC Division of Corporate Finance granted no-action relief to an India-based information technology consulting company from tender offer requirements under certain Exchange Act rules.
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The Office of Foreign Assets Control sanctioned 16 Russian and Chinese entities and individuals in connection with North Korea's development of weapons of mass destruction.
A hedge fund advisory firm agreed to pay more than $4.6 million to settle charges that it failed to implement adequate controls for preventing insider trading.
The SEC published guidance to help investors prepare for upcoming changes to the standard settlement cycle.
The SEC approved changes to the MSRB rule on municipal fund security product advertisements.