Rostin Behnam was sworn in to serve as a Commissioner of the CFTC.
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21958 News Results
Federal Reserve Board Vice Chair Stanley Fischer announced that he will resign from his position on or around October 13, 2017.
The SEC imposed no monetary penalties against a former broker-dealer financial and operations principal charged with supervisory and reporting misconduct that allegedly led to violations by the broker-dealer of the Customer Protection Rule.
The Board of Governors of the Federal Reserve System outlined strategies to "improve the speed, safety, and efficiency of the U.S. payment system."
FINRA released a podcast summary of FINRA news, notices and compliance resources from August 2017.