The Board of Governors of the Federal Reserve System adopted a final rule that restricts cancellation rights for qualified financial contracts when a counterparty enters into bankruptcy or resolution proceedings.
News & Insights
21958 News Results
The SEC named new Directors of the Division of Investment Management and the Division of Economic and Risk Analysis.
The SEC charged an investment advisory firm with several violations of the Investor Advisors Act for defrauding and misleading investors about the performance track record of a branded investment strategy.
The Premerger Notification Office staff of the Federal Trade Commission detailed the timeline for compliance with Hart-Scott-Rodino procedures.
A New York-based futures commission merchant settled charges with the CFTC that it failed to meet recordkeeping requirements mandated by the Commodity Exchange Act and by CFTC regulations.