President Donald J. Trump nominated Robert Jackson to be a Democratic Commissioner on the SEC.
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Three former registered representatives settled charges that they manipulated the stock of a microcap company in an attempt to obtain a Nasdaq listing.
CFTC Commissioner Brian Quintenz named Kevin Webb to be Chief of Staff.
On August 24, 2017, the New York State Department of Financial Services instituted enforcement proceedings against a Pakistani bank for anti-money laundering violations.
A Texas-based company settled charges that it acted as a commodity pool operator without registering with the CFTC.