FINRA suspended two brokers for excessive trading in customer accounts.

The Consumer Financial Protection Bureau asked for comment on the implementation provisions of a rule requiring that financial institutions provide consumer access to their own financial data.

The SEC named Judge Margaret Ryan as the agency’s next Director of the Division of Enforcement.

The CFTC requested comment on the implementation of recommendations contained in a report by the President’s Working Group on Digital Assets.

A firm settled FINRA charges for failing to publish complete and accurate quarterly order routing reports and for related supervisory deficiencies.