An SEC roundtable on "Trade-Through Prohibitions in the National Market System" is scheduled for September 18, 2025.

The Federal Reserve, FDIC and OCC requested public comment on "outdated or otherwise unnecessary regulatory requirements on insured depository institutions and their holding companies."

A firm settled NYSE Texas charges for failing to accurately report data to the Consolidated Audit Trail ("CAT") Central Repository and for related supervisory failures.

A firm settled FINRA charges for failing to timely file private placement offering documents.

FINRA proposed a five year extension on the expiration date of a rule requiring members to truncate time stamps after the nanosecond level when reporting data to the Consolidated Audit Trail.