FINRA suspended a broker for recommending excessive trades in the accounts of two retail customers.
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Robinhood Derivatives LLC brought federal actions against regulators in Nevada and New Jersey, alleging that the states are improperly preventing the trading platform from offering sports events contracts to customers.
Several digital asset groups asked President Trump to secure the swift Senate confirmation of Brian Quintenz as Chair of the Commodity Futures Trading Commission.
Federal Reserve Governor Christopher J. Waller outlined how private-sector innovation, supported by safe public infrastructure, should drive the future of payments and digital assets.
In a supplemental comment letter to the U.S. Treasury, SIFMA highlighted the need for clarification on withholding and reporting obligations for digital asset exchange-traded funds.