A dually registered representative settled SEC charges for covering personal account trading losses by rebilling the unprofitable trades to client accounts.

The CFTC Office of Inspector General corrected whistleblower disclosure issues after it found that some of the agency's past agreements and websites did not meet federal requirements.

Federal Reserve Governor Michael S. Barr argued that financial crises in US history have often followed periods of regulatory weakening.

Public Company Accounting Oversight Board Chair Erica Y. Williams will leave the PCAOB Tuesday, July 22.

The FDIC, the FRB and the OCC proposed to rescind a 2023 final rule that created a new framework for the implementation of the Community Reinvestment Act and to reinstate the earlier 1995 framework.