The SEC announced SRO rule changes and proposals for the week of January 29 to February 2, 2018.
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The SEC extended temporary relief exempting security-based swap activity from various provisions of the federal securities laws until February 5, 2019, and requested comment as to whether such relief should be extended beyond that date.
ISDA, the Association of Financial Markets in Europe, International Capital Market Association, and SIFMA highlighted the challenges of transitioning from Interbank Offered Rates to risk free rates.
IOSCO published two reports relating to liquidity risk management for collective investment schemes.
The SEC published a series of three Investor Bulletins that provide basic guidance for investors of municipal securities.