The House Financial Services Subcommittee on Financial Institutions and Consumer Credit heard testimony on potential regulation of the FinTech marketplace.
News & Insights
21952 News Results
SEC Division of Enforcement Chief Accountant Michael Maloney will leave the agency next month.
FINRA proposed a rule change that would amend FINRA arbitration procedures to provide an additional hearing option for parties with claims involving $50,000 or less.
The SEC obtained a court order freezing the assets of an allegedly fraudulent initial coin offering claiming to use cryptocurrency to "revolutionize banking."
CFTC Commissioner Brian Quintenz called for a reconsideration of the bona fide hedging provisions in the 2016 reproposal of the CFTC position limits rule.