Commentary by James Treanor
In accordance with the Countering America's Adversaries Through Sanctions Act, the U.S. Department of the Treasury released a report listing senior Russian political figures and influential oligarchs.
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Commentary by James Treanor
FINRA and the other U.S. members of the Intermarket Surveillance Group extended the date for compliance with certain data elements related to large trader reporting.
The Board of Governors of the Federal Reserve System and the FDIC provided feedback letters to 19 foreign-based banking organizations in order to clarify expectations concerning resolution plans.
Three banks agreed to pay fines to settle CFTC charges that the banks engaged in spoofing to manipulate futures markets.
The SEC announced SRO rule changes and proposals for the week of January 22 to January 26, 2018.