Commentary by Steven Lofchie
The CFTC and the UK Financial Conduct Authority agreed to facilitate collaboration, share information and support each other's FinTech initiatives.
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Commentary by Steven Lofchie
The SEC suspended trading in three companies due to concerns about the accuracy of information they provided regarding acquisitions of cryptocurrency and blockchain technology.
In his first public remarks as SEC Commissioner, Robert Jackson argued that perpetual dual-class structures are both antithetical to the spirit of accountability and inadvisable from a market perspective.
The House Subcommittee on Capital Markets, Securities and Investments reviewed several legislative proposals relevant to derivatives end-users.
The CFTC provided temporary no-action relief to the wholly owned subsidiary of a futures exchange from certain registration requirements for introducing brokers and the associated persons of introducing brokers.