The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House from registration as a derivatives clearing organization.
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The NFA Board of Directors reelected Michael C. Dawley as Chair. Mr. Dawley of Goldman Sachs & Co. will serve a one-year term. The Board also reelected Maureen C. Downs of Phillip Capital Inc. to serve as Vice-Chair.
The SEC allowed open-end funds additional time to comply with certain liquidity risk management requirements.
The SEC issued interpretive guidance intended to help public companies prepare disclosure statements about cybersecurity risks and incidents.
The SEC filed a Complaint against a virtual securities and currency exchange for failing to register as an exchange, misappropriating user funds and failing to disclose a cyberattack.