U.S. Bancorp and its operating subsidiary, U.S. Bank, entered into agreements to pay $613 million to resolve allegations that U.S. Bank broke Bank Secrecy Act/Anti-Money Laundering ("BSA/AML") rules.

The SEC Division of Investment Management granted no-action relief to a closed-end management investment company that will allow it to file post-effective amendments to its registration statement.

CFTC Chair J. Christopher Giancarlo reaffirmed his commitment to a cross-border deference-based approach to clearinghouse regulation, and encouraged expanded Congressional oversight over virtual currencies.

FINRA announced enhanced functionality updates to its Regulatory Extension ("REX") system, which allows firms to electronically submit requests for extensions of time under FINRA Rule 4210.

The MSRB solicited comments on a draft of FAQs relating to certain aspects of the duties of non-solicitor municipal advisors.