SEC Division of Enforcement Co-Director Steven Peikin detailed efforts to address emerging risks related to developing technologies and market complexity.
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The SEC Division of Corporation Finance authorized the Bombay Stock Exchange as a "designated offshore securities market," subject to certain conditions.
The Department of the Treasury Office of Foreign Assets Control imposed sanctions, and designated Iranian and Iraqi banking officials as Specially Designated Global Terrorists under Executive Order 13224.
CFTC Commissioner Rostin Behnam called for cooperative efforts between the CFTC and market participants to deter disruptive trading activity.
The SEC removed certain personally identifiable financial information from its Municipal Advisor Registration Forms, including from the Forms Funding Portal, Form MSD, Form MA, Form MA-I and Instructions for the Form MA Series.