The Office of the Comptroller of the Currency, the FDIC and the Board of Governors of the Federal Reserve System requested comments on amendments to the bank capital rules to incorporate revised financial accounting standards for credit losses.
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SEC Commissioner Hester M. Peirce cited ongoing regulatory costs as a material factor in the decrease in IPOs in recent years and recommended ways to reverse the trend.
The SEC updated previous Compliance and Disclosure Interpretations guidance related to certain proxy rules and Schedules.
The National Futures Association reminded members to review the updated list of jurisdictions with strategic anti-money laundering deficiencies and to update programs accordingly.
The SEC announced SRO rule changes and proposals for the week of May 7 to May 11, 2018.