ISDA CEO Scott O'Malia outlined recent and forthcoming efforts to address benchmark reforms.
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SEC Commissioner Hester M. Peirce explained her reasoning for often voting against enforcement recommendations, arguing that although enforcement is an important tool for the SEC, it should not act as an enforcement agency.
The National Futures Association proposed amendments on enhanced supervisory requirements for security futures broker-dealers employing a large number of previously disciplined employees.
The SEC Office of Investor Education and Advocacy cautioned investors on the risks of purchasing securities on margin.
The Basel Committee on Banking Supervision and IOSCO revised criteria for identifying "simple, transparent and comparable" short-term securitizations.