FINRA will amend its disclosure review procedure to more effectively assist member firms researching prospective hires as associated persons.
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FINRA proposed a rule change to modify the structure and governance of District Committees.
The Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System extended the comment period regarding a proposed rule to amend the standards for the enhanced supplementary leverage ratio.
The SEC announced SRO rule changes and proposals for the week of May 14 to May 18, 2018.
FINRA proposed expanding the definition of "Agency Debt Securities" as used in the Trade Reporting and Compliance Engine rules, to include credit risk transfer securities issued by Fannie Mae- or Freddie Mac-sponsored trusts.