The U.S. Department of the Treasury Office of Foreign Assets Control issued one new, and replaced one existing, General License concerning Russia-related entities on the Specially Designated Nationals and Blocked Persons list.
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21953 News Results
The SEC proposed two new rules intended to encourage broker-dealers to publish research reports on certain SEC-registered investment companies.
The Office of the Comptroller of the Currency reminded supervised banks of the "core principles" for responsible short-term, small-dollar installment lending.
The National Futures Association reminded members that failure to comply with anti-money laundering obligations may lead to disciplinary action.
The CFTC requested comments on proposed changes to its uncleared swap margin requirements, which would prevent unintentional regulatory burdens that may result from certain rules recently adopted by prudential regulators.