The SEC proposed a "draft strategic plan" detailing the agency's priorities for FY 2018 through FY 2022. The SEC invited public comment on the plan.
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In a new report, MSRB found that "customer trades are more widely dispersed among dealers, with the top 10 dealers accounting for significantly less market share in 2017 than in 2006."
The Office of the Comptroller of the Currency selected Sydney Menefee to succeed Rusty Thompson as Deputy Comptroller and Chief Accountant. Mr. Thompson will depart the OCC at the end of July.
President Donald J. Trump nominated Kathleen Laura Kraninger to serve as Director of the Bureau of Consumer Financial Protection.
The Department of Justice charged two former executives of a publicly traded transportation company with engaging in an accounting and securities fraud scheme.