Click on the links below to view SEC notices of exchange rule changes and proposals for the week of June 18 to June 22, 2018.
News & Insights
21953 News Results
The SEC stayed all administrative proceedings scheduled to appear before an administrative law judge, effective immediately.
The SEC Office of Investor Education and Advocacy outlined the ways in which victims of federal securities law violations may recover money.
A three-judge panel of the Fifth Circuit Court of Appeals vacated the DOL fiduciary rule, confirming a March 2018 ruling.
The U.S. District Court for the Southern District of New York determined that the Consumer Financial Protection Bureau "lacks the authority to bring claims" because it is "unconstitutionally structured."