The CFTC proposed simplifying requirements for self-regulatory organizations that conduct financial surveillance of futures commission merchants.
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The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds.
The SEC adopted amendments that will require the use of the Inline eXtensible Business Reporting Language format for (i) operating companies submitting financial statement information and (ii) funds submitting risk/return summary information.
By a vote of 400 to 2, the House of Representatives passed a bill that would expand the powers of the Committee on Foreign Investment in the United States and reform the export control regime.
As previously covered, FINRA proposed a rule change to extend the credit default swap margin pilot program in FINRA Rule 4240 to July 18, 2019. The rule change was filed for immediate effectiveness.